Promontory Compliance Solutions

Compliance Log™ is a web-based project management application that improves information flow and facilitates better project management by enabling compliance and business management to organize tasks, track progress, and generate reports on their regulatory compliance obligations.

Today’s financial institutions are awash in commitments. Banks routinely make promises to regulators, auditors, and their own management without the tools necessary to ensure that these promises are kept. Busy compliance officers often employ traditional project management software and spreadsheets in an effort to track these commitments, only to find that deadlines are missed, issues fall off the radar, and stakeholders are not held accountable.

Based on Promontory’s extensive experience, Compliance Log™ was designed to help busy compliance officers organize all the information they need to effectively manage the execution of their obligations. Whether you are responding to a routine audit, recovering from a regulatory order, or implementing a plan for expansion, Compliance Log™ can help. (View a sample screenshot)

Product Features

Project Management
Record, prioritize, assign, and track tasks.

Audit
Validate the completion of tasks. Record findings, recommendations, and outstanding issues.

Document and Contact Management
Associate work-papers and contact information with each task.

Reporting
Generate customizable reports to track progress and identify outstanding issues and problem areas.

Compatible with Compliance Compass™
Purchase as a stand-alone application or as a built-in module of Promontory’s Compliance Compass™ risk assessment software.

Stay on Top of Your Commitments and Maintain Accountability with Compliance Log™

Contact Promontory Compliance Solutions for additional information about this product.

Better Compliance Risk Management Through Technology^SM